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Open Financial Exchange
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#	Item
371	SECURITIES AND EXCHANGE COMMISSION [Investment Company Act Release No[removed]; [removed]Matthews A Share Selections Fund, LLC, et al.; Notice of Application April 17, 2014 Agency: Securities and Exchange Commission (“ Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-04-18 10:55:27 Funds Collective investment schemes SICAV Separate account Net asset value Accredited investor Open-ended investment company Institutional investor Financial adviser Financial economics Investment Financial services
372	Microsoft Word[removed]doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2004-12-21 13:44:16 Finance Philadelphia Stock Exchange Floor broker Open outcry Option Market maker Financial markets Financial economics Investment
373	THE BUDAPEST STOCK EXCHANGE LTD. REGULATIONS ON THE TECHNICAL CONNECTION TO THE EXCHANGE TRADING SYSTEMS Add to Reading List Source URL: bse.hu Language: English - Date: 2014-06-02 09:18:13 Investment Finance Electronic trading Algorithmic trading Insider trading Direct market access Open outcry Trading room Financial markets Stock market Financial economics
374	Release No[removed], File No. SR-DTC[removed], Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change to Establish a Set Up Fee for Open-Ended Mutual Funds Add to Reading List Source URL: www.sec.gov Language: English - Date: 2005-03-04 15:35:56 Central Securities Depositories 73rd United States Congress United States Securities and Exchange Commission United States securities law Depository Trust & Clearing Corporation Securities Securities Exchange Act U.S. Securities and Exchange Commission Federal Reserve System Financial economics Financial system Finance
375	SECURITIES AND EXCHANGE COMMISSION [Investment Company Act Release No[removed]; [removed]ARK ETF Trust, et al.; Notice of Application April 7, 2014 Agency: Securities and Exchange Commission (the “Commission”). Actio Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-04-07 18:08:10 Funds Financial services Exchange-traded fund Security Depository Trust & Clearing Corporation Net asset value Bond Repurchase agreement Open-ended investment company Financial economics Investment Finance
376	Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Duration of CBOE Rule 6.45A(b) Pertaining to Orders Represented in Open Outcry; Rel. No[removed], SR-CBOE[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2005-12-19 17:33:17 Chicago Board Options Exchange Securities Exchange Act Economy of the United States Financial regulation U.S. Securities and Exchange Commission United States United States securities law 73rd United States Congress United States Securities and Exchange Commission
377	Microsoft Word[removed]doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-11-23 11:49:34 Futures contract New York Mercantile Exchange Exchange-traded fund IntercontinentalExchange Open outcry Benchmark Bursa Malaysia Dubai Mercantile Exchange Financial economics Investment Finance
378	9 August 2004 Jonathan G. Katz Secretary U.S. Securities and Exchange Commission 450 Fifth Street, N.W., Stop 6-9 Washington, D.C[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2004-08-10 12:03:15 Collective investment schemes Finance Mutual fund fees and expenses Funds Financial adviser Mutual fund Expense ratio Open-end fund Financial economics Investment Financial services
379	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEMKT[removed]April 23, 2013 Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing of Proposed Rule Change to amend NYSE MKT Rule[removed]Eq Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-04-24 15:22:35 Investment United States Securities and Exchange Commission Finance 73rd United States Congress Securities Exchange Act United States securities law New York Stock Exchange Floor broker Open outcry Stock market Financial economics Financial markets
380	Exhibit 5 (Changes are indicated by underlining additions and [bracketing deletions]. Page 14 of 14 Chicago Board Options Exchange, Incorporated Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-12-13 09:22:32 Investment Finance Stock market VIX Chicago Board Options Exchange Algorithmic trading Floor broker Open outcry Financial markets Financial economics Mathematical finance

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